Swiss-Asia AM fined HK$3m for regulatory breaches

It failed to monitor record keeping and trading activities in discretionary accounts

Platform COO departs, as UK government names pensions minister

As liabilities may fall onto another company that is still in business

Formerly known as Sanlam Wealth, the firm wants to offer clients benefits traditionally available only to institutional investors

As it hires ex-Quilter Cheviot investment manager to run its international model portfolio service

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