Investment | 19 May 15
UK Ombudsman reports rise in SIPP complaints
The UK’s Financial Ombudsman Service (FOS) has reported only a slight rise in complaints about investment-linked products in the latest financial year, but said there had been a significant increase in problems reported by people with self-invested personal pensions (SIPPs).
China opens door further by clarifying ‘beneficial ownership’
The China Securities Regulatory Commission has said Northbound investors buying through the Stock Connect enjoy proprietary rights, clarifying a key outstanding issue for foreign investors.
Profiles & Comment | 19 May 15
Small fortune: Asset allocator with Cerno Capital
James Spence became very interested in how companies work and what makes them grow through the early stages of his career as an accountant.
Alternatives | 18 May 15
Dexion Capital launches alternatives platform
Dexion Capital has launched an alternatives UCITS platform called Dexion Liquid Strategies.
MiFID II delay raises industry compliance worries
The deadline for submitting the final draft technical standards for MiFID II has been pushed back to September, raising concerns over the time companies will have to adapt to the industry-wide regulation.