Industry
US asset management firm to return over $5m to investors
The company was acquired by BB&T Securities and mislead its clients
Financial planning still a male-dominated family matter
UBS finds 85% of wealthy women take care of day-to-day expenses while men handle long-term finances
Relationship manager banned by Dubai regulator
He provided false account statements and forged a client’s signature
PEOPLE MOVES: Aviva, Ardan International, Vistra
Three firms hire new CEOs and Nedbank Private Wealth names head of investments in Jersey
UK, EU to cooperate and share information in no deal Brexit
Eiopa, the FCA the PRA and the Bank of England will ‘keep the door open’ for communication