Tax & Regulation
New Zealand changes financial advice licensing rules
As part of the regulatory shake-up, three adviser types have been removed from the sector
Investors warned about lost funds recovery scam
Insolvency Service impersonated in so-called ‘recovery room schemes’
Financial Ombudsman Service to cut 150 jobs
In a bid to provide ‘a cost-effective service’
FCA orders Dolfin to stop carrying out regulated activities
Ongoing concern about how wealth manager operates its Tier 1 investor visa business
LGT Vestra commits to EU sustainability regulation
As it will allow investors and IFAs ‘to make more informed ESG decisions’