Tax & Regulation
Tax & Regulation | 4 Feb 25
FCA confiscates over £500,000 from convicted insider dealer
Between 2014 and December 2017, he had worked as an analyst at Goldman Sachs International
Middle East | 4 Feb 25
DFSA to ‘reinforce’ risk-based regulation in new business plan
Combatting financial crime ‘remains a top priority’ for the DFSA
The lang cat adds tool for advisers to evidence platform switching
There’s a ‘dearth of support’ for advisers working in this environment
SFC fines Hang Seng Bank HK$66.4m for mis-selling investment products
They did not adequately supervise and monitor the sale of collective investment schemes to clients
Investment | 31 Jan 25
FCA secures £5.9m confiscation order against convicted fraudster
The fraudulent investment scheme took £19m from over 240 investors