Regulation
Latest news | 30 Apr 26
FCA publishes framework for tokenised portfolio management
New rules will also include an optional Direct to Fund (D2F) model enabling investors to deal directly with the fund
Latest news | 30 Apr 26
ASIC cancels license of ABL Funds Management
Company failed to meet reporting obligations for three consecutive years
Latest news | 24 Apr 26
FCA orchestrates global action to stop illegal finfluencers
17 regulators worldwide who took part in a week of action
Latest news | 24 Apr 26
Sapia to pay £19.6m to WealthTek clients for failing to safeguard money
The FCA has censured Sapia for failing to properly separate key roles relating to client money
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser