Regulation
Regulation | 19 Dec 24
FCA says it ‘could have acted faster’ in apology to Collateral investors
Collateral offered peer-to-peer style investments
Regulation | 17 Dec 24
Two advisers appeal ban over ‘flawed’ pension transfer advice
The FCA said the pair operated a flawed advice model that put clients’ guaranteed pension benefits at significant risk
Regulation | 9 Dec 24
Three years of pension transfer regulations ‘clouded by DWP inaction’
Four in five pension transfers halted by amber flag for unknown or potentially low risk reason
Regulation | 6 Dec 24
One third of advice firms say ‘no progress’ on consumer duty product services outcome
Over a third of advice respondents (38%) have changed their fee models
Regulation | 29 Nov 24
Ex-HMRC officer sentenced with husband in £3m money laundering case
A bank account in the defendants’ joint names had a turnover of over £3m