Regulation
Bumpy ride for asset managers as new EU ESG labels for funds deadline approaches
Many funds will have to divest from certain companies or industries, amend product names, or risk falling short of guidelines’ expectations
Regulation | 21 Aug 24
UK financial firms to get ‘more auditor challenges’ following FCA investigations
The auditor failed to identify and report 25 breaches of the CASS rules by two regulated firms
Middle East | 20 Aug 24
DFSA fines ex-Mirabaud Middle East private banker $980,020 for ‘deceptive’ conduct
He has also been banned from holding office or being an employee of a DFSA authorised firm
Financial planning | 19 Aug 24
Less than two weeks left to enter the 25th Annual II Awards
The II Awards 2024 entries are live and open for the international financial services industry and advice world until Friday 30th August 2024
Regulation | 19 Aug 24
FCA cancels regulatory permission of Premier League football club Wolves
The FCA’s action took effect on 16 August 2024