Regulation
Latest news | 24 Apr 26
Sapia to pay £19.6m to WealthTek clients for failing to safeguard money
The FCA has censured Sapia for failing to properly separate key roles relating to client money
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser
Latest news | 16 Mar 26
Government to revamp Financial Ombudsman Service
Changes are in response to concerns the FOS has acted as a quasi-regulator
Latest news | 16 Mar 26
Parliamentary group calls for overhaul of UK financial regulation
All-Party Parliamentary Group (APPG) on Investment Fraud and Fairer Financial Services is pressing for a Royal Commission
Latest news | 9 Feb 26
Australian fixed income firm fined AU$2.5m for cybersecurity failures
FIIG admitted it failed to comply with AFS licence obligations