Regulation
Investment | 2 Apr 24
What next as promotion of SCA foreign funds to UAE retail investors ends?
The SCA will ‘continue to honour’ the UAE funds passporting regime
Former Sydney financial adviser charged with dishonest conduct
He is charged with 12 counts of dishonest conduct
Industry reacts as FCA warns finfluencers to keep adverts lawful
FCA issues latest guidance for memes, reels and gaming streams promoting financial services
Lombard International Assurance fined €1.68m by Luxembourg regulator
The deficiencies were noted during an on-site inspection carried out by the CAA
Best Practice | 21 Feb 24
How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies