Regulation
Isle of Man FSA warns of ‘bogus website’ offering range of financial products
The regulator said it had seen emails from the potentially bogus company signed off by a director
SFC secures first conviction against solicitor over secrecy provision breach
This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO
ADGM cuts licence fees for non-financials but others see hike
Financial and tech start-ups see fee hikes
SFC bans fund manager for life plus $1.7m fine for serious misconduct
He ‘began window-dressing Agg’s financial resources when the firm submitted its licence application’
Regulation | 19 Dec 24
FCA charges Wealthtek principal partner with £64m fraud
Approximately 84% of people affected will be compensated in full, the FCA said




