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Regulation

Companies | 3 Jan 25

Isle of Man FSA warns of ‘bogus website’ offering range of financial products

The regulator said it had seen emails from the potentially bogus company signed off by a director

Asia | 3 Jan 25

SFC secures first conviction against solicitor over secrecy provision breach

This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO

Companies | 2 Jan 25

ADGM cuts licence fees for non-financials but others see hike

Financial and tech start-ups see fee hikes

Companies | 23 Dec 24

SFC bans fund manager for life plus $1.7m fine for serious misconduct

He ‘began window-dressing Agg’s financial resources when the firm submitted its licence application’

Regulation | 19 Dec 24

FCA charges Wealthtek principal partner with £64m fraud

Approximately 84% of people affected will be compensated in full, the FCA said

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.