Regions
UK wealth manager snaps up Sipp firm
As the company looks to expand its offering
FCA praised for opening direct bond access to retail investors
This follows the regulator publishing an engagement paper on non-equity securities
Third IFA firm reprimanded over unsolicited offers to ex-BSPS members
As FCA sends ‘Dear CEO’ letter about companies using online portals of third-party actuarial providers to calculate redress
76% of advisers plan to retire in the next 10 years
More than half haven’t told their clients yet
US in the news: Banking group names head of wealth management
A round-up of people moves and M&A deals across North America