United Kingdom
Regulation | 17 Oct 24
Expert view: FCA fine on challenger bank for ‘shockingly lax’ sanctions screening
The case sheds light on some of the components of an effective sanctions compliance system
Two new deal makers join Continuum Advisory Partners’ M&A team
Continuum was exclusive adviser to Titan Wealth on its investment from US private equity firm Parthenon Capital
People Moves | 16 Oct 24
Ogier Regulatory Consulting hires Jamie Biddle as a director
He has a ‘rich’ background in handling complex regulatory matters, enforcement investigations, and offering guidance across multiple jurisdictions
Cost is key to choice between fund of funds and MPS, say advisers
The independent research was conducted for Downing Fund Managers among 46 advisers
Brooks Macdonald flags how adviser acquisitions ‘demonstrate pace’ of unfolding strategy
During the first quarter of the financial year, the group saw net outflows of £0.1bn