ASIC
Australian ex-FS director sentenced to five years in prison over unlicensed advice
From 23 June 2019, Mr Arandez was not licensed or authorised to provide financial services, but he carried on until April 2021
Latest news | 30 Apr 26
ASIC cancels license of ABL Funds Management
Company failed to meet reporting obligations for three consecutive years
ASIC relaunches financial guidance website to offer free alternative to advice
It comes as new research shows many young people in Australia are turning to social media for financial advice
ASIC bans former MWL Financial Services adviser for role in Shield misselling
The regulator said it believes McPherson “is not a fit and proper person” and “is not competent”
Australian regulator appoints Sarah Court as new chair
Ms Court will become the first female head of ASIC