ASIC
Australian regulator appoints Sarah Court as new chair
Ms Court will become the first female head of ASIC
Latest news | 26 Jan 26
Fund manager guilty of insider trading jailed for six years
Marks first outcome for ASIC’s new specialist insider trading team
Latest news | 9 Dec 25
ASIC takes legal action against unlicensed Spice Capital Partners
The regulator claimed Spice Capital and Adelaide-based Oxlade provided financial advice without a licence
ASIC reprimands four advisers over CPD failures
A panel decided to give four advisers reprimands, while taking no action against a fifth adviser
Latest news | 27 Oct 25
ASIC obtains court order to ban adviser linked to collapsed Shield and First Guardian master funds
Ferras Merhi is alleged to have engaged in unconscionable conduct