ASIC
Investment | 21 Oct 25
ASIC bans Melbourne-based adviser over unsuitable investments
ASIC found that Spooner gave inappropriate advice to some clients to invest in high-risk investments
Uncategorised | 23 Sep 25
Adviser disqualified for unlicensed financial services and misleading statements – ASIC
Firm claimed it held intangible assets of $1.02bn when the balance sheet only actually recorded $11,180 – ASIC report
Investment | 18 Sep 25
ASIC issues stop orders against La Trobe private credit funds
It said this was to protect retail investors from acquiring a product that may not be suitable
Investment | 4 Sep 25
Full Federal Court dismisses Latitude and Harvey Norman’s appeals
Their advertising campaign promoted a 60-month interest free and no deposit payment method for goods purchased at Harvey Norman
ASIC takes action against former adviser over conflicted superannuation advice
The regulator will seek to allege that Merhi used marketing companies to push potential clients to his financial advice businesses