ASIC
ASIC takes action against former adviser over conflicted superannuation advice
The regulator will seek to allege that Merhi used marketing companies to push potential clients to his financial advice businesses
Latest news | 15 Aug 25
ASIC sues Mercer Super over ‘failure’ to report member services investigations
ASIC has sued Mercer Super over alleged failures in investigations reporting
Latest news | 8 Aug 25
Investment scammers charged following ASIC investigation
Four people accused of money laundering
Latest news | 29 Jul 25
Australian regulator charges director of wealth management firm with dishonest conduct
Actions resulted in losses of at least AU$850,0000
Regulation | 2 Jul 25
Former Australian advice firm director convicted after ASIC investigation
The adviser deliberately defied court’s orders prohibiting him from conducting or being involved in a financial services business for ten years