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Ban

Companies | 3 Oct 19

‘House of cards’ pension scheme bosses banned for 34 years

They ‘liberated’ around £12m of funds promising 6% returns

Wealth adviser grows Dubai client acquisition by 34%

Companies | 3 Oct 19

Dubai regulator referred to Financial Markets Tribunal

Ex-chairman of liquidated wealth management advisory firm disputes its findings against him

Companies | 16 Aug 19

Ex Barclays Wealth COO dodges ban over misconduct

But UK regulator issued a public notice regarding his actions

Hong Kong regulator bans former UBS director for life

Asia | 6 Aug 19

Hong Kong regulator bans former UBS director for life

He was previously convicted of accepting illegal commission payments

Industry | 30 Jul 19

UK to ban contingent charging for pension transfers

Mixed response from industry, with some criticising the move as ‘wrong’

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.