ESMA
IMA criticises inappropriate ESMAs
The UK Investment Management Association (IMA) has criticised ESMA for suggesting that non-UCITS collective investment funds are more complex than UCITS funds in its “inappropriate” consultation on MiFID II.
ESMA prepares for MiFID II implementation
The European Securities and Markets Authority (ESMA) has begun a consultation process to look at how best to implement the revised Markets in Financial Instruments Directive (MiFID II).
Alternatives | 11 Feb 13
hedge fund pay packets esma
The European Securities and Markets Authority (ESMA) has published final guidelines on the remuneration of alternative investment fund managers (AIFMs), which will align them with other financial sectors, it announced today.
Tax & Regulation | 25 Jul 12
esma publishes etf guidelines
The European Securities and Markets Authority (ESMA) has today published guidelines on ETFs and Ucits issues in a bid to address risks associated with these types of funds.
Tax & Regulation | 6 Jul 12
ESMA highlights adviser final MiFID guidelines
The European Securities and Markets Authority (ESMA) has today highlighted failings in adviser practice as it publishes two final sets of guidelines under the Markets in Financial Instruments Directive (MiFID), covering suitability of investment advice and compliance matters.