FCA

Companies | 21 Dec 20

It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator

Companies | 18 Dec 20

Bondholders will be able to claim compensation from regulator, economic secretary says

Companies | 17 Dec 20

Firm’s lawyer ‘surprised that the FCA chose not to include regulated Sipp providers and IFAs’ in the claim

Asia | 16 Dec 20

Insurance giant names chief executive of UK & Ireland, as wealth firm makes c-suite hire

Companies | 16 Dec 20

Watchdog can ‘make better use’ of powers ‘to prosecute firms for criminal offences than it currently does’