FCA
FCA proposes rule tweaks to encourage firms to offer ‘simplified advice’
One of the biggest changes is that the FCA will give firms more flexibility in how often they deliver suitability reviews
Latest news | 16 Mar 26
Government to revamp Financial Ombudsman Service
Changes are in response to concerns the FOS has acted as a quasi-regulator
Financial planning | 9 Mar 26
FCA places restrictions on HDH Investment Services and issues guidance to clients
HDH no longer permitted to carry out any regulated activities
Latest news | 3 Mar 26
FCA opens authorisation gateway for targeted support permissions
The regulator has said it wants authorised firms to be ready to offer the new service as soon as the rules take effect
Tribunal upholds FCA ban and fine against fund manager and adviser
The tribunal agreed the FCA should impose penalties of £265,071 on Mr Burdett and £47,600 on Mr Goodchild