FCA

Investment | 31 Jul 24

The firm had also transferred £1.3m from its bank account throughout the FCA’s ongoing enquiries

Investment | 26 Jul 24

There are also new rules giving asset managers greater freedom in how they pay for investment research

Regulation | 25 Jul 24

The FCA highlighted that all clients should remain alert to the possibility of fraud

Investment | 15 Jul 24

He was ordered by the High Court to pay to the FCA £1,207,050 for losses to investors

Regulation | 10 Jul 24

Currently, the UK regulator requires only risk-based checks on some applicants