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FCA

Alternatives | 1 Jul 19

UK regulator moves to limit harm to retail consumers

Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries

Companies | 27 Jun 19

Woodford exploited Ucits rules in Guernsey listings, FCA claims

UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange

Industry | 19 Jun 19

IFAs recommending DB pension transfers in FCA’s crosshairs

Regulator outlines review as industry warns against making life even more difficult for clients

Companies | 17 Jun 19

FCA platform switching proposals fall flat with industry

In specie transfers, exit fees and share class conversion among the issues

How to advise vulnerable clients

Best Practice | 14 Jun 19

How to advise vulnerable clients

UK financial watchdog has made it clear that firms are expected to take up the challenge

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.