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ANNOUNCEMENT: Read more financial articles on our partner site, click here to read more.

FCA

Companies | 16 Jul 19

Are advice firms reporting badly behaved peers to the FCA?

As rising costs often mean ‘good’ firms are hit by the fallout when others go bad

Companies | 10 Jul 19

Ponzi scheme ordered to repay investors

Over £15m was raised from 1,000 people who were promised ‘unrealistic returns’

Companies | 3 Jul 19

Financial Conduct Authority eyes ban on crypto derivatives

Retail consumers often contacted by Cyprus-based firms selling these risky products

Alternatives | 1 Jul 19

UK regulator moves to limit harm to retail consumers

Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries

Companies | 27 Jun 19

Woodford exploited Ucits rules in Guernsey listings, FCA claims

UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.