FCA
Are advice firms reporting badly behaved peers to the FCA?
As rising costs often mean ‘good’ firms are hit by the fallout when others go bad
Ponzi scheme ordered to repay investors
Over £15m was raised from 1,000 people who were promised ‘unrealistic returns’
Financial Conduct Authority eyes ban on crypto derivatives
Retail consumers often contacted by Cyprus-based firms selling these risky products
Alternatives | 1 Jul 19
UK regulator moves to limit harm to retail consumers
Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries
Woodford exploited Ucits rules in Guernsey listings, FCA claims
UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange