FCA
IFAs recommending DB pension transfers in FCA’s crosshairs
Regulator outlines review as industry warns against making life even more difficult for clients
FCA platform switching proposals fall flat with industry
In specie transfers, exit fees and share class conversion among the issues
Best Practice | 14 Jun 19
How to advise vulnerable clients
UK financial watchdog has made it clear that firms are expected to take up the challenge
FCA to focus on liquidity and platforms in light of Woodford
Andrew Bailey says lessons learned from Equity Income suspension could require rule changes
Guernsey stock exchange claps back at FCA over Woodford
While Omnis Investments drops the fund manager from its £330m fund