FCA
Financial Conduct Authority eyes ban on crypto derivatives
Retail consumers often contacted by Cyprus-based firms selling these risky products
Alternatives | 1 Jul 19
UK regulator moves to limit harm to retail consumers
Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries
Woodford exploited Ucits rules in Guernsey listings, FCA claims
UK watchdog boss blames regulation over fund issues and ‘puzzling’ timeline from Bailiwick exchange
IFAs recommending DB pension transfers in FCA’s crosshairs
Regulator outlines review as industry warns against making life even more difficult for clients
FCA platform switching proposals fall flat with industry
In specie transfers, exit fees and share class conversion among the issues