FCA
Best Practice | 14 Jun 19
How to advise vulnerable clients
UK financial watchdog has made it clear that firms are expected to take up the challenge
FCA to focus on liquidity and platforms in light of Woodford
Andrew Bailey says lessons learned from Equity Income suspension could require rule changes
Guernsey stock exchange claps back at FCA over Woodford
While Omnis Investments drops the fund manager from its £330m fund
Pre-tax profits hit £872m for UK advice firms
But professional indemnity insurance premiums increased by 16% to £94.4m
FCA addresses market concerns over compensation hike
UK firms struggling to get PI insurance after limit raised to £350,000