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FCA

Companies | 25 Mar 19

UK regulator ramps up pressure on providers to police advisers

Firms must spot negative trends like high volumes of transfer from a single scheme over a short period

Companies | 25 Mar 19

Call for UK regulator to halt 133% compensation limit spike

The impact on the professional indemnity insurance market is a key concern ahead of 1 April changes

Asia | 21 Mar 19

UK and Aussie watchdogs to help investors in illegal schemes

Investments were offered in carbon credits in Sierra Leone, Brazil and Australia

Companies | 19 Mar 19

Collapsed UK firm under investigation for mini-bond fraud

Treasury committee calls on watchdog to consider statutory investigation into regulatory failure

Companies | 14 Mar 19

UK watchdog eyes ban on investment platform exit fees

Investors are ‘getting shafted by poor execution, opaque funds and sneaky fees’

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.