FCA
UK regulator ramps up pressure on providers to police advisers
Firms must spot negative trends like high volumes of transfer from a single scheme over a short period
Call for UK regulator to halt 133% compensation limit spike
The impact on the professional indemnity insurance market is a key concern ahead of 1 April changes
UK and Aussie watchdogs to help investors in illegal schemes
Investments were offered in carbon credits in Sierra Leone, Brazil and Australia
Collapsed UK firm under investigation for mini-bond fraud
Treasury committee calls on watchdog to consider statutory investigation into regulatory failure
UK watchdog eyes ban on investment platform exit fees
Investors are ‘getting shafted by poor execution, opaque funds and sneaky fees’
