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FCA

FCA: Regulations ‘only go so far’ in changing culture

Companies | 4 Jan 19

19 firms stop giving pension transfer advice in the UK

Nearly 5,000 transfers were carried out in four years, but this ‘is not surprising’ expert says

Best Practice | 21 Dec 18

Gender equality shouldn’t be a ‘false consensus’, says FCA

Just talking about diversity won’t cut it, with 300% increase in sexual misconduct complaints in 2018

Who’s to blame for the pensions transfer debacle?

Industry | 17 Dec 18

Who’s to blame for the pensions transfer debacle?

Some accuse the FCA of using skewed data to paint a negative picture, others fault advisers

Latest news | 14 Dec 18

FCA bans director for not disclosing conflict of interest

Initial fine slashed to £20,000 from £154,000

Industry | 13 Dec 18

FCA seeks feedback on patient capital in retail funds

Budget 2018 sought to reduce barriers to investing in illiquid UK growth businesses

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.