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FCA

Industry | 5 Feb 19

Two-year sentence for unauthorised UK investment firm boss

Prison term suspended with fraudster ordered to complete 300 hours of community service

Companies | 4 Feb 19

Advice business exits industry after flurry of complaints

UK ombudsman upheld a complaint in December against the firm over defunct Greyfriars fund

‘Short’ Brexit transition concerns adviser body

Companies | 1 Feb 19

FCA granted transitional powers for ‘no-deal’ Brexit

UK’s financial regulator urges firms to start preparing now to comply with obligations

Health & Protection | 28 Jan 19

FCA proposes ‘adviser-less’ pension investment solutions

The move would help stop 100,000 clients a year putting retirement pots into unfit investments

Asia | 24 Jan 19

Australian regulators in gifts and hospitality scandal

Asic received presents from companies that, at the time, were subject to investigations

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.