FCA
UK Treasury urged to probe FCA over Mifid II failings
Wealth management firm co-founder Gina Miller slams regulator as the ‘industry lapdog’
UK and Hong Kong regulators open up retail fund sales
Investors in both markets will have greater choice
Best Practice | 4 Oct 18
UK regulator shelves contingent charging ban for DB pensions
Industry split as contingent charging likened to commission
UK regulator slaps DFM with fine for market abuse failings
London firm has contested the regulator’s £409,300 fine
FCA makes it easier to identify unauthorised advice firms
UK watchdog ‘strongly suggests’ some firms be avoided