FCA
UK and Hong Kong regulators open up retail fund sales
Investors in both markets will have greater choice
Best Practice | 4 Oct 18
UK regulator shelves contingent charging ban for DB pensions
Industry split as contingent charging likened to commission
UK regulator slaps DFM with fine for market abuse failings
London firm has contested the regulator’s £409,300 fine
FCA makes it easier to identify unauthorised advice firms
UK watchdog ‘strongly suggests’ some firms be avoided
Financial advisers still have much to prove
Value for money and trust listed as key concerns by potential clients