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FCA

FCA raps insurers and brokers for poor controls over reps

Tax & Regulation | 22 Jul 16

FCA raps insurers and brokers for poor controls over reps

The UK Financial Conduct Authority says it has identified “serious and widespread” issues with how general insurance companies and brokers manage their networks of authorised representatives.

New FCA chief unconvinced FAMR recommendations will work

Tax & Regulation | 20 Jul 16

New FCA chief unconvinced FAMR recommendations will work

UK Financial Conduct Authority chief executive Andrew Bailey has admitted to the government’s Treasury Select Committee that proposals made by the Financial Advice Market Review may not solve the advice gap, which was in part created by the Retail Distribution Review.

More than a half of UK savers cashing in pensions, says FCA

Retirement | 15 Jul 16

More than a half of UK savers cashing in pensions, says FCA

Over half of UK savers are cashing in their savings following the introduction of pension freedoms last year, research from the UK’s Financial Conduct Authority (FCA) suggests.

FSCS payments reach record high over risky Sipps investments

Tax & Regulation | 13 Jul 16

FSCS payments reach record high over risky Sipps investments

Payouts to UK consumers, aggrieved by poor life and pensions advice, have more than doubled due to an increase in high risk Sipp investment claims, new figures from the Financial Services Compensation Scheme (FSCS) show.

FCA ‘hampered’ HSBC money laundering prosecution, says report

Companies | 12 Jul 16

FCA ‘hampered’ HSBC money laundering prosecution, says report

UK chancellor George Osborne and the Financial Conduct Authority (FCA) intervened in a US investigation that could have seen Europe’s largest lender, HSBC, prosecuted for money laundering, a new report claims.

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.