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FCA

Bogus UK land bank ordered to pay £21m after losing appeal

Tax & Regulation | 21 Apr 16

Bogus UK land bank ordered to pay £21m after losing appeal

A British land bank scam which sold investors small plots of land at hugely inflated prices has been ordered to pay its victims £21m ($30.1m, €26.5m) after losing a Supreme Court appeal which challenged an earlier ruling, the Financial Conduct Authority (FCA) has revealed.

FCA warns advisers against provider-paid for rugby matches

Tax & Regulation | 19 Apr 16

FCA warns advisers against provider-paid for rugby matches

The Financial Conduct Authority (FCA) has warned financial advisers in the UK to stop attending hospitality events such as rugby matches, often put on by investment firms looking to sell them products, as it may create conflicts of interest.

Fund fees fall by a fifth after RDR

Tax & Regulation | 14 Apr 16

Fund fees fall by a fifth after RDR

Investors are now paying over a fifth less in annual fund fees as a result of the introduction of the Retail Distribution Review (RDR), according to analysis by online investment platform rplan

Bespoke Sipp providers may ‘flounder’ in FCA cap ad changes

Tax & Regulation | 13 Apr 16

Bespoke Sipp providers may ‘flounder’ in FCA cap ad changes

A number of British firms offering bespoke self-invested personal pensions (Sipps) could go out of business when the Financial Conduct Authority’s (FCA) new capital adequacy requirements come into force in September, according to James Hay, one of the UK’s largest Sipps providers.

McDermott announces FCA departure

People Moves | 13 Apr 16

McDermott announces FCA departure

Tracey McDermott, acting chief executive of the UK’s Financial Conduct Authority (FCA), is to leave the organisation on 1 July 2016.

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.