FCA
Tax & Regulation | 11 Aug 14
FCA sees cross-border rise
Requests to the UK’s Financial Conduct Authority from international regulators increased last year as a result of more cross-border investigations.
United Kingdom | 7 Aug 14
Heavy fines reveal FCA clampdown on market abuse
Market abuse was one of the Financial Conduct Authoritys most handled offences in 2013, with the regulator issuing over £340m worth of fines for the crime.
United Kingdom | 29 Jul 14
FSCS declares four IFAs in default over
The Financial Services Compensation Scheme (FSCS) has declared four IFA firms in default after they proved unable to compensate an increasing amount of SIPP complaints made against them.
United Kingdom | 28 Jul 14
Lloyds Group fined 105m by FCA over SLS
Lloyds Banking Group has been fined £105m by the FCA over extremely serious SLS and LIBOR rigging in the regulators third highest fine of all time.
United Kingdom | 22 Jul 14
Ex JPM Cazenove chairman fined 450k by FCA
The Financial Conduct Authority has fined the ex-chairman of JP Morgan Cazenove, Ian Hannam, £450,000 for two instances of market abuse.