FCA
United Kingdom | 18 Jul 14
APFA calls for FCA retirement advice review
The Association of Professional Financial Advisers (APFA) has said the FCA should review the advice consumers receive as they approach retirement, during what it calls an unprecedented period of change for the UK.
FCA seeks redress for investors
The Financial Conduct Authority has said it is negotiating a settlement for investors in the failed Connaught Income Funds.
Tax & Regulation | 10 Jul 14
fca recommends unbundling research
The Financial Conduct Authority has recommended sweeping structural changes to the type of research investment managers can pay for with dealing commissions.
United Kingdom | 27 Jun 14
post rdr adviser world struck by costs
Regulations should be pared down and costs reduced to foster a competitive and sustainable adviser market, a report compiled by APFA revealed.
Ex Schroders trader charged with insider dealing
The Financial Conduct Authority has charged a former Schroders equities trader with nine counts of insider dealing.