FCA
Investment | 26 Nov 13
fca fines sei nearly for client money failings
SEI Investments has been fined £900,200 by the Financial Conduct Authority for client money breaches.
United Kingdom | 21 Nov 13
the fcas 100k social media bill
The UK’s Financial Conduct Authority has spent more than £100,000 on social media, clocking up its bill by training staff on Twitter and Facebook as well as monitoring and analysing online platforms.
United Kingdom | 30 Oct 13
uk outlines plans to up competitiveness against
The UK’s Financial Conduct Authority has outlined plans to speed up fund authorisations with measures to help the UK increase its competitiveness against offshore financial centres.
United Kingdom | 28 Oct 13
data on uk regulated firms lost by regulator
Data on UK-regulated firms has gone missing because Financial Conduct Authority staff have been victims of crime, the regulator has revealed.
United Kingdom | 16 Oct 13
big banks top FCA complaints list after
Barclays Bank has topped the Financial Conduct Authority’s list of most complained about firms, with Lloyds, Bank of Scotland and Santander UK following closely behind.