FCA
fca reveals details of Ucis marketing ban
Enterprise investment schemes, venture capital trusts and ETFs are among the fund structures exempt from the Financial Conduct Authority's ban on the marketing of Unregulated Collective Investment Schemes (Ucis) to retail investors, much to the relief of industry experts.
United Kingdom | 30 Apr 13
financial conduct authority to launch review into
The Financial Conduct Authority is to launch a review later this year into instances where advisers are trying to circumvent the recently implemented Retail Distribution Review legislation.
United Kingdom | 9 Apr 13
uk advisers face 13 fee hike
Intermediaries in the UK face paying around 13% more in fees to the newly created Financial Conduct Authority.