FCA
Tax & Regulation | 12 Mar 25
FCA shelves ‘name and shame’ plans plus two other flagship initiatives
The regulator also gave an update on non-financial misconduct
FCA bans two ex-Credit Suisse directors after US criminal convictions
The convictions were for arranging corrupt loans to the Republic of Mozambique
FCA charges IFA over £2m fraud, forgery and money laundering
Four clients were allegedly defrauded between January 2019 and January 2023
FCA and PSR probe usage and impact of digital wallets
Proportion of card transactions using a digital wallet was 29% in 2023
Investment | 18 Feb 25
FCA fines trader Mako £1.6m for systems and controls failures
The case included receiving payment from a UAE-based third party without doing due diligence