FCA
Tax & Regulation | 4 Feb 25
FCA confiscates over £500,000 from convicted insider dealer
Between 2014 and December 2017, he had worked as an analyst at Goldman Sachs International
Investment | 31 Jan 25
FCA secures £5.9m confiscation order against convicted fraudster
The fraudulent investment scheme took £19m from over 240 investors
FCA makes two arrests in investigations into unauthorised business
The FCA’s investigations continue
Regulation | 19 Dec 24
FCA charges Wealthtek principal partner with £64m fraud
Approximately 84% of people affected will be compensated in full, the FCA said
Regulation | 17 Dec 24
Two advisers appeal ban over ‘flawed’ pension transfer advice
The FCA said the pair operated a flawed advice model that put clients’ guaranteed pension benefits at significant risk