FCA
One third of UK advice firms considering offering ‘simplified advice’
Meanwhile, three fifths of large firms said they were considering this following a consultation into the Advice/Guidance boundary earlier this year
FCA opens up two vacancies on its Financial Services Consumer Panel
The regulator said it is looking for individuals with strong expertise and experience in areas such as consumer policy
Uncategorised | 16 Apr 26
FCA edges towards enforcement action against Hartley Pensions
Hartley, which went into administration in July 2022, is alleged to have provided the FCA with false and misleading information
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser
FCA proposes rule tweaks to encourage firms to offer ‘simplified advice’
One of the biggest changes is that the FCA will give firms more flexibility in how often they deliver suitability reviews