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UK regulator seeking injunction against Neil Woodford and UAE-based firm

By Beth Brearley, 8 Jun 26

FCA alleges Woodford and W4.0 are providing regulated investment advice without authorisation

Woodford defends fund dumped from income sector

The FCA has started civil proceedings against Neil Woodford and his United Arab Emirates-based firm W4.0.

According to the regulator Woodford and W4.0 are providing regulated investment advice and making financial promotions through subscription-based platform W4.0. without authorisation.

The FCA said the activity breaches sections 19 and 21 of the Financial Services and Markets Act 2000 (FSMA) and is seeking an injunction against Woodford and W4.0 to stop them carrying on the potentially unlawful activities.

W4.0 is the trading name of W Four Point Zero FZE LLC.

 

Tags: FCA | Neil Woodford | UAE | W4.0

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.