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FCA

Retirement | 12 Dec 24

FCA ‘revolutionary’ support plan for pension decisions is ‘step in right direction’

75% of consumers, aged over 45, do not have a clear plan for how to take money from their pension

Companies | 15 Nov 24

FCA bans duo for ‘recklessly breaching’ advice firm’s asset requirement

The firm’s bank accounts held no funds for customers who were owed redress

Companies | 12 Nov 24

FCA bans and fines insurance broker director £1.1m for ‘misusing money’

The regulator said this action ‘shows how seriously we take individuals who abuse their position for personal gain and risk damaging the integrity of the UK’s financial system’

Tax & Regulation | 4 Nov 24

FCA warns hedge fund manager Crispin Odey over ‘lack of integrity’

A warning notice is not the final decision of the FCA

Tax & Regulation | 28 Oct 24

FCA fines CEO of Wise £350,000 for senior manager conduct failure

Wise is a multi-currency payment and banking system which claims 16m customers worldwide.

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.