FCA
Connaught fund operator enters liquidation
Several months after the FCA ordered the firm to pay £203,007 in restitution to investors
PEOPLE MOVES: FCA, Ascentric, HSBC
UK financial regulator makes c-suite changes, while wealth platform names CEO
UK watchdog refunds £3.42m to investment scheme victims
They were promised unrealistic high returns such as ‘up to 100% of the amount invested’
NatWest sets aside funds for FCA investment advice review
Regulator ‘expects to conduct’ additional assessments during 2021
Jersey regulator dismayed with manner of Woodford return
Announcement was made ‘in advance of receiving or processing any application’ from the company