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Fine

Companies | 17 Jun 20

German bank fined £37.8m for anti-money laundering failings

UK watchdog said it did not conduct ‘timely periodic due diligence’ on clients of its London branch

Asia | 12 Jun 20

Generali to pay CHF245m in compensation over M&A deal

Sold Swiss private bank was shut down in Singapore but insurer denies any liability or wrongdoing

Another Real Madrid star faces jail term over tax fraud

Europe | 5 Jun 20

Atletico Madrid footballer pleads guilty to tax fraud

He has been sentenced to six months in prison but will not spend time in jail

UK regulator accused of lacking bite

Companies | 3 Jun 20

UK regulator accused of lacking bite

As it fails to hold anyone to account a year after the Woodford scandal

Hong Kong regulator issues HK$6.4m fine to asset manager

Industry | 20 May 20

Hong Kong regulator issues HK$6.4m fine to asset manager

Over its control failures in solicitation and recommendation of bonds

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.