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Fine

Companies | 30 Sep 19

Prudential hit with nearly £24m FCA fine

Company says it is ‘deeply sorry’ for failures relating to non-advised annuities sales

Asia | 28 Jun 19

Hong Kong insurance regulator to start imposing penalties

It has published guidelines that will be effective from 23 September 2019

Companies | 9 May 19

Advice firms and directors draw wrath of UK watchdog

They recommended pension switches and transfers to products that invested in high risk, illiquid assets

Companies | 3 May 19

UBS shareholders slap down execs over record fine

Swiss bank was found guilty of money laundering and helping rich French clients avoid paying tax

Industry | 30 Apr 19

UAE insurance regulator sharpens its teeth

Insurance Authority set to enforce over 200 new fines on firms and brokers for not complying with its rules

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser. Site managed by Furness Media