Fine
UK regulator wins tribunal case against DFM firm
The company contested a fine imposed by the FCA for market abuse failings
US asset management firm to return over $5m to investors
The company was acquired by BB&T Securities and mislead its clients
US firm fined $1bn for running a Ponzi scheme
Emergency action filed by US regulator after 8,500 retail investors were defrauded
Disgraced UK investment firm execs to pay £80m fine
Ex-Keydata bosses given 16 days to pay or the regulator will take steps to recover the debt
UK regulator hitting individuals with bigger fine
FCA denies changing tactics as total value of penalties drops 88% in 2018