Lehman Brothers

Asia | 21 Nov 17

A Hong Kong tribunal has upheld disciplinary action taken against the local branch of HSBC Group’s Swiss private banking business for “material systemic failures” in relation to the sale of structured products, including from Lehman Brothers, in the run up to the global financial crisis.

Macro Views | 12 Apr 17

Not being a student of Keynesian theory, I’ve been somewhat confused by the oft mentioned revival in ‘animal spirits’. Rather than bulls and bears, investors should beware the headless chickens.

Asia | 5 May 16

In a misconduct case more than a decade old, HSBC Private Bank is appealing against a record HK$605m regulatory fine (£53.7m, $77.9m, €67.8m) and the possible revocation of its license to advise on securities.

People Moves | 23 Apr 14

The UK's Financial Conduct Authority has appointed two senior advisers, one of them a former managing director at Lehman Brothers.

Asia | 4 Dec 13

The Royal Bank of Scotland is to repurchase Lehman Brothers-backed equity-linked notes from investors, after reaching an agreement with Hong Kong’s Securities and Futures Commission and the Hong Kong Monetary Authority.