Nucleus survey shows advisers struggling with regulation

Managing requirements is a challenge.

Guernsey regulator launches regulatory framework for equity release products

The Guernsey Financial Services Commission has unveiled a new regulatory framework ahead of regulated equity release products being rolled out in in the Bailiwick. The rules were developed following a recent consultation and will come into effect at the start of 2026 when the amendments to the Bailiwick of Guernsey’s Lending, Credit and Finance Law […]

Europe | 25 Jun 25

ESMA asks for feedback on simplifying fund reporting regime

ESMA is looking to make it easier for asset managers to deliver their fund reports for regulatory purposes.

UK FSCS trims annual levy expectations

The UK’s Financial Services Compensation Scheme (FSCS) has today lowered its annual levy expectation for 2025/26 to £356m.

Asia | 25 Jul 24

Three dealt ‘heaviest jail sentence’ in landmark HK market manipulation case

The SFC was assisted in the case by a raft of other jurisdictions, including the UK’s FCA

regulation