regulation
Latest news | 1 Oct 26
Jersey actions changes to financial services framework
Responsive to the needs of international markets
Latest news | 17 Sep 26
FCA tackles illegal peer-to-peer crypto traders
The regulator has been working with HMRC and the Metropolitan Police Service
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser
Latest news | 16 Mar 26
Parliamentary group calls for overhaul of UK financial regulation
All-Party Parliamentary Group (APPG) on Investment Fraud and Fairer Financial Services is pressing for a Royal Commission
Latest news | 11 Jul 25
Nucleus survey shows advisers struggling with regulation
Managing requirements is a challenge.