regulation
MAS bans ex-Prudential Assurance Company Singapore rep for eight years over ‘dishonest conduct’
He misappropriated a total sum of S$117,160.94 entrusted to him by his client
Macquarie Bank to pay $10m over unauthorised third party fee transactions
Macquarie enabled its customers to give financial advisers, stockbrokers and accountants different levels of authority to transact on their accounts
Regulation | 11 Apr 24
FCA issues warning notice against Neil Woodford and WIM over liquidity failings
The warning notices given to Woodford and WIM are not the FCA’s final decisions
Best Practice | 10 Apr 24
Singapore regulator and Mastercard sign MoU to combat ‘acute’ cyber threats
Measures will include joint analysis of the latest cyber threats impacting the financial services sector
Investment | 10 Apr 24
More than £600m lost to investment fraud in UK last year
Cryptocurrency was the most common commodity that victims believed they were investing in